Issued by Securities Times Jun Ding Award: 2020 Asset Securitisation Transaction in China Case: Zhejiang Expressway Company Huizhou-Hangzhou Expressway Asset Backed Securities Plan

Issued by New Fortune Best Investment Bank Award: 2019 Best Asset Securitisation Transaction Case: Zhejiang Expressway Company Huizhou-Hangzhou Expressway Asset Backed Securities Plan

Issued by Asset Management Innovation and Securitisation Summit of China Commercial Real Estate 2019 Best REITs Case: Zhejiang Expressway Company Huizhou-Hangzhou Expressway Asset Backed Securities Plan

Issued by Shanghai Stock Exchange 2019 Comprehensive Innovation Award for Asset Securitisation Award Winner: QHKY Fund Asset Management (GSUM strategic partner)

Issued by Shanghai Stock Exchange 2019 Premier Institution Award for Asset Securitisation Award Winner: Shanghai Cainiao Management Consulting Co., Ltd. (Cainiao Intelligent Backbone Network Storage Asset Backed Securities Plan Client)

Issued by Asia Money 2019 Best ABS Deal Case: Cainiao Intelligent Backbone Network Storage Asset Backed Securities Plan

Issued by Asset Management Innovation and Securitisation Summit of China Commercial Real Estate 2019 Best REITs Case: Cainiao Intelligent Backbone Network Storage Asset Backed Securities Plan

Issued by Shenzhen Stock Exchange 2019 Premier Institution Award for FICC Business (Individual Award) Award Winner: Yang Yang (GSUM staff)

Issued by Shanghai Stock Exchange 2017 Premier Institution Award for Rental Housing ABS Award Winner: GSUM Fund Management

Issued by Annual List of Chinese Commercial Real Estate Enterprises Financial Innovation Award for Chinese Commercial Real Estate Award Winner: GSUM Fund Management

Issued by 2018 Annual Summit of China Asset Securitisation Annual Premier Transaction Case: China LERTHAI Commercial Real Estate Group (No.1) Asset Backed Securities Pla

Issued by 2018 BRICS Summit The Most Valuable Real Estate Securitisation Institution in China Award Winner: GSUM Fund Management

Issued by China Financial Frontier Forum 2018 Frontier Award for Real Estate Securitisation: Annual Best REITs Case: Poly Developments and Holdings (No.1) Serial 1 Asset Backed Securities Plan

Issued by Authority of Qianhai 2018 Financial Innovation Case Award in Qianhai Case: Poly Developments and Holdings (No.1) Serial 1 Asset Backed Securities Plan

Issued by The Third Real Estate Asset Management Summit Annual Jinrui Institution Award Winner: GSUM Fund Management

Issued by Real Estate Finance and Asset Securitisation Summit Best Financial Advisor for Asset Securitisation Award Winner: GSUM Fund Management

Issued by Real Estate Finance and Asset Securitisation Summit The Most Innovative Advisor Product for Asset Securitisation Case: Sungent Holding Group Neighborhood Center Asset Backed Securities Plan

Issued by Shanghai Stock Exchange 2018 Comprehensive Innovation Award for Asset Securitisation Award Winner: QHKY Fund Asset Management (GSUM strategic partner)

Issued by Shenzhen Stock Exchange 2018 Premier Innovation Award for FICC Business Award Winner: GSUM Fund Management

Issued by Shenzhen Stock Exchange 2018 Premier Individual Award Award Winner: Li Yan (GSUM staff)

Issued by Real Estate Finance and Asset Securitisation Summit Contribution Award for Asset Securitisation Award Winner: Fan Xiwu (GSUM staff)

Issued by Shenzhen Stock Exchange 2018 Premier Individual Award Award Winner: Peng Chao (GSUM staff)

Issued by Shanghai Stock Exchange 2018 Premier Participant Award Award Winner: Li Peng (GSUM staff)

Issued by Shanghai Stock Exchange 2018 Premier Participant Award for Housing-oriented Corporate Bond Award Winner: Fan Xiwu (GSUM staff)